Ms Barbara Shiu FHKSI
Chairman,
Hong Kong Securities Institute
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Ms Shiu is the Chairman of the Hong Kong Securities Institute.
Ms Shiu is also the General Manager of Operational Risk and Compliance Department at the Bank of China (Hong Kong) Limited. Prior to that, she was the Chief Risk Officer of BOC International Holdings Limited, where she oversaw the Risk Management Division, Legal & Compliance Division. At BOCI-Prudential Trustee Limited, she chairs the Audit Committee. Ms Shiu is a member of the Cash Market Consultative Panel of the Hong Kong Stock Exchange, and a member of the Investment Education Advisory Committee of the Hong Kong Securities and Futures Commission (SFC).
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Ms Shiu was previously Commissioner,
Strategy and Development Committee for the
China Securities Regulatory Commission,
Senior Director of Corporate Finance
Division and Intermediary Supervision
Division in the SFC, and, at various times,
was responsible for the oversight of listing
policies, administration of the Hong Kong
Takeovers and Mergers code, licensing and
ongoing supervision of the over 800
securities intermediaries and the over
10,000 regulated persons in Hong Kong.
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Before becoming a securities regulator, Ms
Shiu had spent many years in the commercial
and investment banking field, working both
in Hong Kong and North America. She
received her MBA from the Rotman Business
School of the University of Toronto.