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Licensing Examination for Securities and Futures Intermediaries

Past Questions and Answers

Past Questions and Answers	Examination Month
Paper 1: Fundamentals of Securities and Futures 卷一：基本證券及期貨規例	December 2006
Paper 2: Regulation of Securities 卷二：證券規例	December 2006
Paper 3: Regulation of Derivatives 卷三：衍生工具規例	December 2006
Paper 5: Regulation of Corporate Finance 卷五：機構融資規例	December 2006
Paper 6: Regulation of Asset Management 卷六：資產管理規例	December 2006
Paper 7: Financial Markets 卷七：金融市場	December 2006
Paper 8: Securities 卷八：證券	December 2006
Paper 9: Derivatives 卷九：衍生工具	December 2006
Paper 11: Corporate Finance 卷十一：機構融資	December 2006
Paper 12: Asset Management 卷十二：資產管理	December 2006

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