Licensing Examination for Securities and Futures Intermediaries

Outstanding Achievers

The HKSI Institute launched this Awards Scheme in July 2005 to encourage outstanding achievers in the LE.

The Awards Scheme recognises LE candidates who attempt an LE Paper for the first time and achieve 95% or above of the total score in each monthly examination session as "Candidates of the Month".  Each "Candidate of the Month" is offered the option to have his/her name published in the List of "Candidates of the Month" which is posted on the HKSI Institute website.

 

October 2017

LE Paper

Candidate

Company

Paper 1

Wang Hui

China First Capital Group Limited

 

Wang Jiali

Nomura International (Hong Kong) Limited

 Paper 2

Fong Man Kin -

 

Leung Lok Kin -
  Poon Kin Yee Baoqiao Partners Capital Limited

 

Sethi Sandeep Deutsche Bank Aktiengesellschaft

 

Xi Xiaojie -

 Paper 6

Cheung So Wa Bosheng Capital Management (HK) Limited

 

Li Charmaine Shiu Man -
  Liu Dongyue Mingly Corporation

 Paper 7

Cheng Chun Long -
  Hivarekar Abhijeet -
  Leung Bo Yee -
  Sun Jing Hua -
Paper 8 Lin Yu-chi FinMark Inc.

Paper 12 

Zou Chuan

-

Paper 16

Lau Aidan Chak Yin

HSBC

September 2017

LE Paper

Candidate

Company

Paper 2

Cheung Ka Kit

GSA Capital Partners (Hong Kong) Limited

 

Ho Wai Man Raymond

Chelsea Securities Limited

 

Huang Yun

Huaan Asset Management (Hong Kong) Limited

Paper 3

Chung Tin Yan

Legend Strategy International Holding Group Co. Ltd

Paper 6

Lu Yan

CSOP Asset Management Limited

 

Jin Ziyin

Library Group

Paper 7

Wang Di

Haitong International Securities Company Limited

Paper 8

Lam Yi Lok

Haitong International Securities Company Limited

Paper 9

Wang Di

Haitong International Securities Company Limited

 

Wong Shun King

-

Paper 11

Li Charmaine Shiu Man

-

 

Wang Di

Haitong International Securities Company Limited

Paper 12

Li Charmaine Shiu Man

-

 

Li Sai Ming

-

 

Xie Lu

Vicktor Capital (Asia) Limited

August 2017

LE Paper

Candidate

Company

Paper 2

Blenkiron Philip Edward

Deutsche Bank Ltd

 

Chow Fat Ming Arthur

Black Crane Capital

 

Hu Xiaozhong

Fairwin Broking Ltd

 

Lin Jeffrey

West 22nd Capital Advisers

 

Wu Qiong

BOCI

 Paper 6

Lau Kwan Ho

-

 

Silvers Brock Louis

-

 Paper 7

Hu Jiajun

China Minsheng Banking Corp. Ltd (HK) Branch

 

Min Brett Jae

Pamirs Capital (HK) Limited

 

Wong Hon Kwan

-

 Paper 8

Chan Wing Lam

RaffAello Securities (HK) Limited

 

Lei Wai Po

-

 

Lin Yaxuan

-

 

Poon Li Sim Linny

-

Paper 16

Wang Yung-kuang

-

July 2017

LE Paper

Candidate

Company

Paper 1

Chan Ka Lam

-

 

Leong Lao Wai

能敬資本管理有限公司

 

Li Xiaoxi

-

 

Liu Dawei

工銀國際控股有限公司

 

Siu Wing Leong

Standard Chartered Bank

Paper 2

Cheung Robert Lock Yen

Redwood Peak Ltd

 

Li Yan

Cosco Shipping

 

van Abbema Dirk Olivier

Flow Traders Asia

 

Yip Ying Kei

-

Paper 3

Jao Fang-Ming

益群證劵有限公司

 

Learey Dominic

GFI (HK) Securities LLC

 

Lee Wai Chung

-

 

Wong Kwok San

Haitong International Securities Group

 

Zhang Yongchao

直達國際金融服務有限公司

Paper 5

Thakur Avinash

Barclays Capital Asia Ltd

 

Xu Ce

Deutsche Bank AG

Paper 6

Cheung Robert Lock Yen

Redwood Peak Ltd

Paper 7

Chan Wing Lam

RaffAello Securities (HK) Limited

 

Chau Sum Sum

Crédit Agricole CIB

 

Cui Shumo

Arowana Asset Management Limited

 

Huang Yeong-Haan

-

 

Lee Hong Wing

-

Paper 11

Mak Siu Chung

Haitong International Securities Group Limited

June 2017

LE Paper

Candidate

Company

Paper 1

Thorpe Chi Yan Ting Joyce

Great Wall Pan Asia Asset Management Limited

Paper 2

Cheung Yee Yan Elaine

Citigroup First Investment Management Ltd

 

Law Ka Fun

-

Paper 3

Chan Miu Lung

Acenda Cachet CPA Limited

 

Chen Yu

SSIF Asset Management Limited

Paper 4

Gao Junjie

-

Paper 5

Shum Kam Chi Eric

-

Paper 6

Cheng Jonathan Chung Shing

Taconic Capital Advisors

 

Chow Fat Ming Arthur

Black Crane Capital

 

Yu Kwun Po Anson

Yue Tung Global Asset Management

 

Zuo Shaojie

China Everbright Limited

Paper 7

Li Yi

Yuexiu Reit Asset Management Limited

 

Wong Ka Ming

-

Paper 8

Hsieh Pin Yu

Taiwan Cooperative Bank Hong Kong Branch

 

Wong Ka Ming

-

 

Xu Yinqing

Yunfeng Financial Group

Paper 9

Leung Wing Chiu Herbert

-

Paper 12

Chan Chit Ho

Manulife Asset Management (HK) Ltd

 

Mak Tsan Kwai

-

 

Ngan Ka Sing

Chao Shang Securities Limited

May 2017

LE Paper

Candidate

Company

Paper 1

Chong Po Chun

BOC (Hong Kong) Ltd

 

McClatchey Mark

IFM Investors

 

Yang Ming

Shenwan Hongyuan Securities (HK) Ltd

Paper 2

Chan Yuk Chor

-

 

Huang Wen-Chuan

Chang Hwa Bank

 

Lau Mak Chi

China Securities International

 

Law Chi Pang

Smart Grandly Asset Management Ltd

Paper 3

Lau Mak Chi

China Securities International

 

Servais Gautier J. D.

-

Paper 6

Gao Fang

上海愛建集團股份有限公司

 

Ge Wanli

上海愛建集團股份有限公司

 

Wu Xianhua

上海愛建集團股份有限公司

 

Yao Chung Jyh

-

Paper 7

Chan Chi Hung

-

 

Mak Tsan Kwai

-

 

Qian Hailong

-

Paper 8

Li Ka Wai Kelvin

-

 

Zhou Shufan

-

Paper 12

Hung Ho Lam

China Tian Yuan Manganese Finance

 

Tan Lyuqi

-

Paper 15

Ip Wang Hoi

TUS Corporate Finance Limited

April 2017

LE Paper

Candidate

Company

Paper 1

Prashant Sarkar

Deutsche Bank

 

Zhang Ying

Citadel

Paper 3

Kwok Kai Wai

ADMIS Hong Kong Limited

 

So Pak Ming

South China Securities Ltd

Paper 5

Li Qiang

F.E. Corporate Finance Advisory Limited

 

Zhang Liang

-

Paper 6

Mand Sandeep Singh

Wolver Hill Asset Management Asia Ltd

 

Wong Chi Yeung Jackson

Huarong International Securities

Paper 8

Lai Chun Wai

-

 

Lam Kai Wai

HSBC

Paper 12

Eshleman Lucas Lyndon

-

 

Waddington Richard Edward Henry

Sherpa Funds Technology Pte. Ltd

 

Xie Yang

Athena Capital Research

March 2017

LE Paper

Candidate

Company

Paper 1

Fan Ping Lun Alan

CITIC Securities International Company Limited

 

Tang Hon Wing

CCB International Capital Limited

 

Wu Yang Andrew

Jian Qiao Consulting Co Ltd

Paper 2

De Garidel-Thoron Thomas Henri S. M.

HSBC Markets (Asia) Ltd

 

Lee Wai Chung

-

 

Meng Xiaoning

TF International Securities Group Ltimited

 

Wu Sheng Yang

-

 

Yang Han-Wei

台灣工銀證亞洲(香港)有限公司

Paper 5

Sun Ho Chau

Morris Holdings Limited (1575.HK)

 

Sun Wu-Yen

-

Paper 6

Burns Ian Robert

St. James's Place

 

Wright Lindsay Megan

BNY Mellon Investment Management HK Ltd

Paper 7

Zheng Qi

-

Paper 8

Lee See Ching

-

 

Qian Shihang

Haitong International Securities

 

Sun Wu-Yen

-

 

Waddington Richard Edward Henry

Sherpa Funds Technology Pte. Ltd

 

Zheng Qi

-

Paper 9

Fong Kam Fai

第一商業銀行澳門分行

Paper 11

Pang Ho Chuen

Haitong International Securities Ltd

 

Sun Wu-Yen

-

Paper 12

Ku Tsz Chung

Haitong International Securities Group Limited

 

Yue Yong

金瑜資產管理有限公司

 

Zheng Qi

-

February 2017

LE Paper

Candidate

Company

Paper 1

Sang Zijing

ICBC International Holdings Limited

Paper 2

Huang Ruogu

-

Paper 3

Kim Sangjoon

Mirae Asset Securities (HK) Limited

 

Luk Kit Ha

China Xin Yongan Futures Co Ltd

Paper 5

Lee Thiam Kit

ING Bank N.V. Hong Kong Branch

 

Niederberger Michael Robert

-

Paper 6

Chan Mo Kit

-

 

Chew Chun Liang

Kairous Capital (HK) Limited

 

Lam Kai Chun

Gen2 Partners Limited

 

Leung Chin Hung

-

 

Xie Yang

Athena Capital Research

Paper 7

Liu Qixuan

Hang Seng Bank Ltd

 

Wang Kangyujie

-

Paper 9

Zhang Siyu

-

Paper 12

Huang Siyun

Haitong International Securities Group Limited

 

Jin Sai

Samsung Asset Management (Hong Kong) Limited

 

Wong Chak Wai

KGI Asia

January 2017

LE Paper

Candidate

Company

Paper 1

Chan Ka Lam

-

 

Xie Yang

Athena Capital Research

 

Zheng Yuanyuan

Great Wall Pan Asia Holdings Limited

Paper 2

Choi Chi Tsung Eric

Point 72 Asia (Hong Kong) Limited

 

Guo Jin

Savills Investment Management

 

Mok Siu Yin

-

 

Pan Lok Ping Ivy

Avant Capital Management (HK) Limited

 

Yip Shing Lam

-

Paper 6

Fan Yang

-

Paper 7

Li Hong

De Riva Asia

 

Lin Chien-yao

-

 

Lo Chi Kai Ivan

-

Paper 8

Chan Yue Hon

Deutsche Bank Ltd

 

Wong Ling Wai Melissa

Venhouse Financial Planning Co Ltd

Paper 9

Ku Tsz Chung

Haitong International Securities Group Limited

Paper 12

Lam Hay Tak

A.C Asset Management Limited

Paper 16

Yang Yiyi

-

 

Zhang Xiawei

HSBC

December 2016

LE Paper

Candidate

Company

Paper 1

Jiang Aijun

昆明加力致遠投資管理有限公司

 

Yang Xu

-

Paper 2

Tong Tsz Chun

-

 

Wong Tai Tung

The Royal Bank of Scotland plc

Paper 3

Kwan Lim Pong

-

Paper 6

Fan Liyun

CFJ Asset Management

 

Geary Nathan James

Standard Life Investments

 

Tso Hon Wai Adam

Central China International

 

Wu Xuejing

Delta Lloyd Asset Management

Paper 7

Cheung Kam Lun

-

 

Leung Ming Sum

-

Paper 8

Chan Nga In

Hang Seng Bank

 

Fung Wai Ho

Standard Chartered Bank

 

Leung Yat Hang

-

 

Lin Chien-Yao

-

Paper 12

Jing Yang

Industrial and Commercial Bank of China (Asia) Ltd

Paper 16

Li Yin Fai Hikoteru Terence

HSBC

November 2016

LE Paper

Candidate

Company

Paper 1

Tan Yu Sian

Comprador Limited

 

Zeng Hongbo

Huajun Holdings Limited

Paper 2

Lau Yan Kit

-

 

Leung Yiu Bong Raymond

-

 

Wu Xuejing

Delta Lloyd Asset Management

Paper 5

Raccah Saul George

-

Paper 6

Jao Fang-ming

益群證劵有限公司

Paper 7

Chan Yue Hon

Deutsche Bank Ltd

Paper 8

Chan Andrew

Haitong International Securities Ltd

 

Chow Yu Hin

-

 

Ku Tsz Chung

Haitong International Securities Group Limited

Paper 12

Tsang Siu Tung Tony

VMS Investment Group

Paper 16

Ching Chun

Kingston Corporate Finance Limited

The HKSI Institute reserves the right to decide the eligibility of a candidate for the Awards Scheme.

Qualification