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April 2024

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8
Apr
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Environmental, Social & Governance
[Webinar] Business Opportunities in China Carbon Market
Language:
Trad. Chi / Cantonese
SFC:1.00 PWMA:1.00
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9
Apr
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Asset and Wealth Management
[Webinar] Regulatory Insights: SFC Type 9 License for VA Fund Managers
Language:
Trad. Chi / Cantonese
SFC:1.00 PWMA:1.00
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9
Apr
18:00 - 10:45
9 Lessons
Qualification programme
Wealth Management
[Webinar] Trust Training Certificate (TTC) (version 2.0) Unit 1 to 7, Part A Revision Session and Part A Examination [Package]
Language:
English
SFC:21.00 PWMA:21.00 HKTA:21.00
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10
Apr
12:30 - 13:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Recap on Client Assets Protection and Third-party Deposits and Payments
Language:
Trad. Chi / Cantonese
SFC:1.00 PWMA:1.00
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10
Apr
18:30 - 21:30
1 Lesson
Public
Business Conduct & Ethical Standards
[Webinar] SFC Important Codes and Guidelines on Business Conduct
Language:
Trad. Chi / Cantonese
SFC:3.00 PWMA:3.00
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15
Apr
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Latest Enforcement Cases Relating to Suitability Requirement
Language:
Trad. Chi / Cantonese
SFC:2.00 PWMA:2.00
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16
Apr
18:00 - 19:30
1 Lesson
Members Event
Chairman's Cocktail
Chairman's Cocktail 2024
Language:
English
Members Only Limited seats
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17
Apr
18:30 - 21:30
2 Lessons
Public
Compliance, Legislative & Regulatory Standards
[In-person] Mastering Financial Resources Rules (FRR) with Practical Skills
Language:
Trad. Chi / Cantonese
SFC:6.00 PWMA:6.00
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18
Apr
12:20 - 13:20
1 Lesson
Seminar/Luncheon
Fintech
[Webinar] Driving Sustainable Development: Exploring Fintech, Regtech, and Greentech
Language:
Trad. Chi / Cantonese
SFC:1.00 PWMA:1.00
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22
Apr
18:30 - 21:30
1 Lesson
Public
(Specific) Risk Management & Control Strategy
[Webinar] Practices in ESG and Climate Risk Management within Financial Institutions
Language:
Trad. Chi / Cantonese
SFC:3.00 PWMA:3.00
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25
Apr
12:30 - 13:30
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Regulatory Requirements when Selling Complex and Virtual-Assets ("VA") Related Products
Language:
English
SFC:1.00 PWMA:1.00
All Member:
HK$280
Staff of Corporate Member:
HK$280
Non-Member:
HK$560
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25
Apr
17:30 - 18:00
1 Lesson
Members Event
Extraordinary General Meeting
Extraordinary General Meeting
Language:
English
Ordinary Member (MHKSI):
HK$0
Fellow Member (FHKSI):
HK$0
Senior Fellow Member (SFHKSI):
HK$0
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26
Apr
12:00 - 14:00
1 Lesson
Public
Compliance, Legislative & Regulatory Standards
[Webinar] Discharging the Responsibilities of Responsible Officers
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$560
Staff of Corporate Member:
HK$560
Non-Member:
HK$1120
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26
Apr
18:30 - 20:30
1 Lesson
Public
Business Conduct & Ethical Standards
[Webinar] From Dilemmas to Decisions – A Case Study Approach in Elevating Ethical Awareness in Private Wealth Management
Language:
English
SFC:2.00 PWMA:2.00
All Member:
HK$560
Staff of Corporate Member:
HK$560
Non-Member:
HK$1120
New
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Development