CCASS Training Course Series : Course 1 - Understanding of Securities Clearing & Settlement

CCASS Training Course Series : Course 1 - Understanding of Securities Clearing & Settlement


Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.

Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)
Course 4 – Depository and Nominee System (DNS)
Course 5 – Fails and Risk Management

This course provides an overview and general understanding of CCASS and its operations.


1. CCASS Service 
2. Key Features 
3. Clearing & Settlement
4. Depository 
5. Nominees Service 
6. Fails & Risk Management

Who should attend

Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.


  • Priority will be given to Exchange Participants of HKEx and those applying to attend all courses.
  • If any course(s) is/are cancelled due to inadequate enrolment, the participant can choose to transfer to the next intake or a refund.
  • The Hong Kong Exchanges and Clearing Limited (“HKEx”) Participant can attend the course at the discounted fee, i.e. the lower course fee as HKSI Member or staff of HKSI Corporate Member. 

Ways to get discount:

     - Simply enrol online (with the normal course fee)
     - On the day of the training course:
        1. bring your business card and the HKEx Participant ID number
        2. fill in a simple form and return to HKSI Institute

Speaker/Course Instructor

MA Sharon
Ms. Sharon Ma has relevant experience in securities service industry. She is the supervisor leading a support team in providing customer support and helpdesk services to clearing houses participants on their daily operation of CCASS.


Date & Time
Monday, 29 Jan 2018 (9:30AM - 11:30AM)
HKSI Institute Training Centre
All Member: HK$420
Non-Member: HK$840
Staff of Corporate Member: HK$420