Getting Prepared for the FATF Mutual Evaluation

Getting Prepared for the FATF Mutual Evaluation

New Closed to Media

Overview

The Financial Action Task Force (FATF) is an inter-governmental body to set standards and promote effective implementation of legal, regulatory and operational measures for combating money laundering, terrorist financing and other related threats to the integrity of the international financial system.

In this seminar, Mr Manhim Yu will cover:

  • About the FATF
  • The FATF 4th round of mutual evaluations
    • Mutual evaluation process
    • Mutual evaluation methodology
  • Mutual evaluation of Hong Kong
    • Schedule and preparation
    • Work plan
    • Recent regulatory trends and actions

Speaker/Course Instructor

YU Manhim
Manhim is a Partner with the Fraud Investigation & Dispute Services at Ernst & Young with over 19 years experience in financial crime, banking fraud, corruption and AML investigation as well as fraud risk management. Manhim is responsible for providing assessments on the management of fraud, bribery and corruption risks including existing governance and policies, framework and controls, gap analysis benchmarking to local and international regulations. He also provides recommendations to the Board and senior management for framework enhancement. During his time at EY, Manhim has also lead EY’s anti-fraud/corruption management assessment for financial service companies in Asia. Prior to joining EY, Manhim worked in numerous global banks overseeing money laundering investigations, financial crime investigations, fraud risk assessments, anti-fraud programs and framework design across APAC countries.

Details

Code
ESOTH17112302
Date & Time
Thursday, 23 Nov 2017 (12:20PM - 1:20PM)
Venue
HKSI Institute Training Centre
Language
English
Hours
SFC:1.0, PWMA:1.0
Fees
All Member: HK$210
Staff of Corporate Member: HK$210
Non-Member: HK$420