上市公司董事面對的監管新趨勢 (2017)

上市公司董事面對的監管新趨勢 (2017)

Overview

上市公司董事、高管、公司秘書和合規人員等如何有效地執行合規工作和面對監管新趨勢。本課程主要概述近期上市公司重要的監管勢態,以及透過個案和討論形式,讓上市公司高管層關注和對應新的趨勢要求。

Content

1. 香港證券市場近期監管動向
2. 上市公司董事、管理層責任和證監會對董事的要求
3. 上市規則的執行
4. 公司治理、風控和內審的思考範圍
5. 進行併購交易的合規流程控制點
6. 資訊披露個案
7. 實踐及應用分享 

Who should attend

適合上市公司管理層、董事、公司秘書和合規人員,以及參與上市合規顧問工作之專業人士。

Speaker/Course Instructor

POON Chiu Kwok
C.K. Poon has been working in the financial and securities field for more than 26 years. He has considerable experience in listing regulatory, governance and corporate finance advisory. He has also led a number of sizable IPOs. Mr. Poon holds a master degree in accounting, a postgraduate certificate in laws, a LLB and a bachelor degree in business studies. He is a fellow member of CPA Australia Ltd, the Institute of Chartered Secretaries and Administrators (UK), The Hong Kong Institute of Chartered Secretaries (“HKICS”), and Hong Kong Securities and Investment Institute. He actively contributes to the governance profession by serving as a member of the Professional Development Committee and Technical Consultation Panel of the HKICS. He has served as an independent member to a number of listed company audit committee and board roles including A+H shares companies.

Details

Code
TPRCR17003301
Date & Time
Thursday, 2 Nov 2017 (6:30PM - 9:30PM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:3.0, PWMA:3.0