Equities - Part 4

Equities - Part 4

Overview

This tutorial provides an introduction to the various aspects of equity securities traded in Hong Kong. We describe the profound changes to the structure of the UK equity market in recent times, including the impact that regulations such as MiFID have had on a market. We discuss the growth in off-exchange venues such as dark pools as well as automated and high-frequency trading (HFT). We discuss the potential problems that such trading activity can have in the equity markets.

Objective

On completion of this tutorial, you will be able to:
- List the stock exchanges, market regulators, stock indexes, and types of security in the Hong Kong market
- Describe the listing, trading, and settlement procedures for equities in Hong Kong
- Outline the growth and development of the London Stock Exchange
- Describe the changes to the structure of the UK equity market in recent years and the impact that regulation and enhanced trading technology have had on the way investors interact and trade within the market

Content

Module 1: Hong Kong Equity Market
Topic 1: Market Overview
Topic 2: Listing, Trading, & Settlement Procedures

Module 2: UK Equity Market
Topic 1: London Stock Exchange
Topic 2: Market Structure & Development

Details

Code
TEPEQ17000501
Venue
ePlatform
Language
English
Level
Introductory
Hours
SFC:2.0, PWMA:2.0
Fees
All Member: HK$520
Non-Member: HK$740
Staff of Corporate Member: HK$520