Overview of Legal and Regulatory Framework for Securities and Futures Industry (Cantonese)

Overview of Legal and Regulatory Framework for Securities and Futures Industry (Cantonese)

Speaker/Course Instructor

LEE Kwong Shing Eugene
Mr Lee is currently the Head of Compliance of a financial institution. Prior to his current role, he held various senior positions in the legal and compliance department in financial services and securities firms.

Mr Lee obtained his BCom/LLB from University of New South Wales and MBA from University of South Australia. He is a member of Institute of Chartered Accountants in Australia, member of the Hong Kong Institute of Certified Public Accountants, fellow of the Financial Services Institute of Australasia and fellow of the Hong Kong Securities and Investment Institute.

Details

Code
TPRCR17000605
Date & Time
Monday, 18 Sep 2017 (6:30PM - 9:00PM)
Wednesday, 20 Sep 2017 (6:30PM - 9:00PM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:5.0, PWMA:5.0, IA/OCI:5.0