CCASS Training Course Series : Course 5 - Fails and Risk Management

CCASS Training Course Series : Course 5 - Fails and Risk Management

Overview

Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.

Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)
Course 4 – Depository and Nominee System (DNS)
Course 5 – Fails and Risk Management

This course mainly focuses on risk management, fails management and common collateral management system.

Content

1. Risk Management (such as guarantee fund, marks, margin, MSTD, MSCD)
2. Fails Management
3. Common Collateral Management System (CCMS)

Who should attend

Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.

Speaker/Course Instructor

NG Edmond
Mr. Edmond Ng has relevant experience in securities service industry. He is responsible for the Cash Clearing risk monitoring and assessment for Hong Kong Securities Clearing Company Limited (HKSCC).
WONG Michael
Mr. Michael Wong has relevant experience in securities risk management. He is responsible for the risk monitoring and risk management reform measures for Hong Kong Securities Clearing Company Limited (HKSCC).

Details

Code
TPPFR17004104
Date & Time
Wednesday, 8 Nov 2017 (2:30PM - 5:30PM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:3.0