CCASS Training Course Series : Course 3 - Clearing & Settlement (Part II)

CCASS Training Course Series : Course 3 - Clearing & Settlement (Part II)

Overview

Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.

Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)
Course 4 – Depository and Nominee System (DNS)
Course 5 – Fails and Risk Management

This course mainly covers the key enquiry functions, reports and statements. Participants are strongly encouraged to complete the CCASS Course 2 – Clearing and Settlement (Part I) prior to attending this course.

Content

1. Enquire Settlement Activities
2. Settlement Related Report
3. Stock Segregated Account with Statement Service (SSA)
4. Investor Participant (IP) Account Services
5. Report Download
6. Delegated Management System (DMS)

Who should attend

Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.

Speaker/Course Instructor

YEUNG Flora
Ms. Flora Yeung has relevant experience in securities service industry. She is currently responsible for providing customer support and helpdesk services to clearing houses participants.
MAK Yuet Mei, May
Ms. May Mak has relevant experience in securities service industry. She is currently responsible for providing customer support and helpdesk services to clearing houses participants.

Details

Code
TPPFR17003904
Date & Time
Tuesday, 7 Nov 2017 (2:30PM - 5:30PM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:3.0