CCASS Training Course Series : Course 2 - Clearing & Settlement (Part I)

CCASS Training Course Series : Course 2 - Clearing & Settlement (Part I)

Overview

Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.

Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)
Course 4 – Depository and Nominee System (DNS)
Course 5 – Fails and Risk Management

This course mainly covers the key features of the system and types of transaction including exchange and non-exchange trades.

Content

1. CCASS Logon and Logoff
2. Types of Transaction
3. Exchange Trades
- Continuous Net Settlement (CNS)
- Isolated Trade (IT)
4. Non-Exchange Trades
- Settlement Instruction (SI)
- Investor Settlement Instruction (ISI)

Who should attend

Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.

Speaker/Course Instructor

SO Chee Wah, Willy
Mr. Willy So has relevant experience in securities service industry. He is currently responsible for providing customer support and helpdesk services to clearing houses participants.
WONG Selma
Ms. Selma Wong has relevant experience in securities service industry. She is currently responsible for providing customer support and helpdesk services to clearing houses participants.

Details

Code
TPPFR17003804
Date & Time
Tuesday, 7 Nov 2017 (9:30AM - 12:30PM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:3.0