CCASS Training Course Series : Course 1 - Understanding of Securities Clearing & Settlement

CCASS Training Course Series : Course 1 - Understanding of Securities Clearing & Settlement

Overview

Central Clearing and Settlement System (CCASS) is a securities settlement system used within the Hong Kong Exchanges and Clearing Limited (HKEX) market system. To enable the participants to effectively use the CCASS, HKEX has developed 5 courses to equip them with the basic knowledge of the clearing and settlement operations of the securities clearing house.

Course 1 – Understanding of Securities Clearing and Settlement
Course 2 – Clearing and Settlement (Part I)
Course 3 – Clearing and Settlement (Part II)
Course 4 – Depository and Nominee System (DNS)
Course 5 – Fails and Risk Management

This course provides an overview and general understanding of CCASS and its operations.

Content

1. CCASS Service 
2. Key Features 
3. Clearing & Settlement
4. Depository 
5. Nominees Service 
6. Fails & Risk Management

Who should attend

Responsible officers, operations staff (in particular back office settlement staff), sales staff and account executives of brokerage firms.

Speaker/Course Instructor

MA Sharon
Ms. Sharon Ma has relevant experience in securities service industry. She is the supervisor leading a support team in providing customer support and helpdesk services to clearing houses participants on their daily operation of CCASS.

Details

Code
TPPFR17003704
Date & Time
Monday, 6 Nov 2017 (9:30AM - 11:30AM)
Venue
HKSI Institute Training Centre
Language
Cantonese
Hours
SFC:2.0